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BALL Corp — Director's Dealing 2011
Aug 10, 2011
30458_dirs_2011-08-10_6cd12c33-522d-4ad6-89f2-14a0443efd6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-08-09
Reporting Person: WESTERLUND DAVID A (EXEC VP, ADMINISTRATION)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-09 | Common Stock | M | 2500 | $11.8725 | Acquired | 226264.6044 | Direct |
| 2011-08-09 | Common Stock | S | 2500 | $36.00 | Disposed | 223764.6044 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-09 | Employee Stock Option (Right to Buy) | $11.8725 | M | 2500 | Disposed | 2012-04-23 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5888.083 | Indirect |
| Common Stock | 6156 | Indirect |
Footnotes
F1: Exercise of Stock Options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the spouse's securities.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.