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BALL Corp — Director's Dealing 2011
Aug 31, 2011
30458_dirs_2011-08-31_cad95857-c36e-4e80-b8fa-3676b04e753e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-08-31
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-31 | Common Stock | M | 15000 | $11.8725 | Acquired | 413796.2991 | Direct |
| 2011-08-31 | Common Stock | S | 100 | $36.205 | Disposed | 413696.2991 | Direct |
| 2011-08-31 | Common Stock | S | 3100 | $36.23 | Disposed | 410596.2991 | Direct |
| 2011-08-31 | Common Stock | S | 300 | $36.215 | Disposed | 410296.2991 | Direct |
| 2011-08-31 | Common Stock | S | 692 | $36.20 | Disposed | 409604.2991 | Direct |
| 2011-08-31 | Common Stock | S | 200 | $36.25 | Disposed | 409404.2991 | Direct |
| 2011-08-31 | Common Stock | S | 100 | $36.245 | Disposed | 409304.2991 | Direct |
| 2011-08-31 | Common Stock | S | 500 | $36.235 | Disposed | 408804.2991 | Direct |
| 2011-08-31 | Common Stock | S | 400 | $36.225 | Disposed | 408404.2991 | Direct |
| 2011-08-31 | Common Stock | S | 4300 | $36.22 | Disposed | 404104.2991 | Direct |
| 2011-08-31 | Common Stock | S | 4508 | $36.21 | Disposed | 399596.2991 | Direct |
| 2011-08-31 | Common Stock | S | 800 | $36.24 | Disposed | 398796.2991 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-31 | Employee Stock Option (Right to Buy) | $11.8725 | M | 15000 | Disposed | 2012-04-23 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7637.628 | Indirect |
| Common Stock | 11959 | Indirect |
| Common Stock | 320152 | Indirect |
Footnotes
F1: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on June 17, 2011.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on June 17, 2011.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.