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BALL Corp — Director's Dealing 2011
Sep 6, 2011
30458_dirs_2011-09-06_00cd5b79-40a4-42f6-ada4-6c9d41f6a18c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-09-03
Reporting Person: WESTERLUND DAVID A (EXEC VP, ADMINISTRATION)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-03 | Common Stock | G | 6080 | $35.02 | Disposed | 217684.6044 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5888.083 | Indirect |
| Common Stock | 6156 | Indirect |
Footnotes
F1: On September 3, 2011, reporting person gifted 6,080 shares from his direct ownership to the David A. Westerlund Grantor Retained Annuity Trust IV (Trust IV). In addition, on September 1, 2011, 21,371 shares were gifted from David A. Westerlund Grantor Retained Annuity Trust II into Trust IV.
F2: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of the spouse's securities.