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BALL Corp — Director's Dealing 2011
Sep 17, 2011
30458_dirs_2011-09-16_8babdf5a-61e0-4f78-aa62-c0ca9f22dd11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-09-15
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-15 | Common Stock | J | 812.2363 | $34.23 | Acquired | 399608.5354 | Direct |
| 2011-09-16 | Common Stock | G | 45850 | $34.27 | Acquired | 366002 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-15 | Deferred Compensation Company Stock Plan | $ | J | 886.8931 | Acquired | Common Stock (886.8931) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7637.628 | Indirect |
| Common Stock | 11959 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: GRAT payment of 45,850 shares from the Suzanne A. Hoover GRAT to the Suzanne A. Hoover Revocable Trust.
F3: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.