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BALL Corp — Director's Dealing 2011
Oct 3, 2011
30458_dirs_2011-10-03_133fc33d-4833-4c39-b13e-56cdd1c9eee7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-09-30
Reporting Person: WESTERLUND DAVID A (EXEC VP, ADMINISTRATION)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-30 | Common Stock | J | 1357 | $31.02 | Acquired | 219378.4253 | Direct |
| 2011-09-30 | Common Stock | F | 558 | $31.02 | Disposed | 218820.4253 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-30 | Restricted Stock Units | $ | J | 1357 | Disposed | Common Stock (1357) | Direct | |
| 2011-09-30 | Restricted Stock Units | $ | J | 8643 | Disposed | Common Stock (8643) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5901.541 | Indirect |
| Common Stock | 6156 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the spouse's securities.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.
F7: Forfeiture of restricted stock units upon retirement and termination of employment pursuant to the Ball Corporation 2010 Stock Incentive Plan.