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BALL Corp — Director's Dealing 2011
Dec 16, 2011
30458_dirs_2011-12-16_7815f961-2742-4901-bd0a-9bf9252bdb52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-12-15
Reporting Person: SEABROOK RAYMOND J (EXEC. V.P. & C.O.O. GLOBAL PKG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-15 | Common Stock | J | 292.3404 | $34.81 | Acquired | 364488.9139 | Direct |
| 2011-12-16 | Common Stock | M | 8000 | $11.8725 | Acquired | 372488.9139 | Direct |
| 2011-12-16 | Common Stock | S | 8000 | $35.00 | Disposed | 364488.9139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-15 | Deferred Compensation Company Stock Plan | $ | J | 291.1881 | Acquired | Common Stock (291.1881) | Direct | |
| 2011-12-16 | Employee Stock Option (Right to Buy) | $11.8725 | M | 8000 | Disposed | 2012-04-23 | Common Stock (8000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13735.71 | Indirect |
| Common Stock | 9750 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
F3: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.