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BALL Corp — Director's Dealing 2010
Feb 2, 2010
30458_dirs_2010-02-02_01c5ab6f-ad59-4f73-85a1-28cd1af70f4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-02-01
Reporting Person: SOHN HAROLD L (SR. V.P., CORPORATE RELATIONS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-01 | Common Stock | J | 1239 | $50.91 | Acquired | 59511.9788 | Direct |
| 2010-02-01 | Common Stock | F | 761 | $50.91 | Disposed | 58750.9788 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-01 | Restricted Stock Units | $ | J | 4000 | Disposed | Common Stock (4000) | Direct | |
| 2010-02-01 | Deferred Compensation Company Stock Plan | $ | J | 2392.8501 | Acquired | Common Stock (2392.8501) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1142.304 | Indirect |
| Common Stock | 20400 | Indirect |
Footnotes
F1: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the spouse's securities.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.