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BALL Corp — Director's Dealing 2010
Feb 2, 2010
30458_dirs_2010-02-02_60dbdcde-a021-43a4-a93a-df4a6473120b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-02-01
Reporting Person: Pauley Lisa Ann (VP,Administration & Compliance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-01 | Common Stock | F | 150 | $50.91 | Disposed | 10812.6835 | Direct |
| 2010-02-01 | Common Stock | J | 4 | $50.91 | Acquired | 43867.9444 | Indirect |
| 2010-02-01 | Common Stock | F | 246 | $50.91 | Disposed | 43621.9444 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-01 | Restricted Stock Units | $ | J | 3000 | Disposed | Common Stock (3000) | Direct | |
| 2010-02-01 | Deferred Compensation Company Stock Plan | $ | J | 3242.8501 | Acquired | Common Stock (3242.8501) | Direct | |
| 2010-02-01 | Restricted Stock Units | $ | J | 5000 | Disposed | Common Stock (5000) | Indirect | |
| 2010-02-01 | Deferred Compensation Company Stock Plan | $ | J | 5142.8501 | Acquired | Common Stock (5142.8501) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 640.959 | Indirect |
Footnotes
F1: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units.
F2: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F3: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.