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BALL Corp — Director's Dealing 2010
Feb 3, 2010
30458_dirs_2010-02-02_b2b9c464-26b7-4606-8ba4-914aed7eda6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-02-01
Reporting Person: SEABROOK RAYMOND J (EXEC. V.P. & C.O.O. GLOBAL PKG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-01 | Common Stock | J | 300 | $50.91 | Acquired | 160104.9686 | Direct |
| 2010-02-01 | Common Stock | M | 3500 | $10.6125 | Acquired | 163604.9686 | Direct |
| 2010-02-01 | Common Stock | S | 3500 | $50.7463 | Disposed | 160104.9686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-01 | Restricted Stock Units | $ | J | 13500 | Disposed | Common Stock (13500) | Direct | |
| 2010-02-01 | Deferred Compensation Company Stock Plan | $ | J | 13592.8501 | Acquired | Common Stock (13592.8501) | Direct | |
| 2010-02-01 | Employee Stock Option (Right to Buy) | $10.6125 | M | 3500 | Disposed | 2011-03-06 | Common Stock (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6583.577 | Indirect |
| Common Stock | 4075 | Indirect |
Footnotes
F1: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F2: Exercise of stock options.
F3: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 4, 2009.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.