AI assistant
BALL Corp — Director's Dealing 2010
Apr 1, 2010
30458_dirs_2010-04-01_3eb520cb-b406-4c90-8a8f-db901e2881c5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-04-01
Reporting Person: WESTERLUND DAVID A (EXEC VP, ADMIN & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-01 | Common Stock | M | 2250 | $10.6125 | Acquired | 119417.6526 | Direct |
| 2010-04-01 | Common Stock | S | 2250 | $53.5058 | Disposed | 117167.6526 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-01 | Employee Stock Option (Right to Buy) | $10.6125 | M | 2250 | Disposed | 2011-03-06 | Common Stock (2250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2745.039 | Indirect |
| Common Stock | 25078 | Indirect |
Footnotes
F1: Exercise of Stock Options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 8, 2009.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 8, 2009.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the spouse's securities.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.