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BALL Corp — Director's Dealing 2010
May 4, 2010
30458_dirs_2010-05-04_a0dbcb27-9712-41e1-8a63-98cb4fc7d429.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-05-03
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN & C.E.O. BALL CORP.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-03 | Common Stock | M | 15000 | $10.6125 | Acquired | 249853.1916 | Direct |
| 2010-05-03 | Common Stock | S | 15000 | $52.7967 | Disposed | 234853.1916 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-03 | Employee Stock Option (Right to Buy) | $10.6125 | M | 15000 | Disposed | 2011-03-06 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3633.614 | Indirect |
| Common Stock | 146246 | Indirect |
Footnotes
F1: Exercise of Stock Options in accordance with the reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 25, 2010.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 25, 2010.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.