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BALL Corp — Director's Dealing 2010
May 5, 2010
30458_dirs_2010-05-04_62219876-5236-4998-900b-1817b031a482.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-04-28
Reporting Person: Knobel Jeff A (Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65.3577 | Indirect |
| Common Stock | 610.8203 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Company Stock Plan | $ | Common Stock (234.6228) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2300) | Direct | ||
| Stock Appreciation Rights (sars) | $40.08 | 2019-01-28 | Common Stock (1750) | Direct | |
| Stock Appreciation Rights (sars) | $50.45 | 2020-01-27 | Common Stock (1200) | Direct | |
| Stock Option (iso) (Right to Buy) | $40.08 | 2019-01-28 | Common Stock (1750) | Direct | |
| Stock Option (iso) (Right to Buy) | $50.45 | 2020-01-27 | Common Stock (1100) | Direct | |
| Employee Stock Option (Right to Buy) | $28.155 | 2013-04-22 | Common Stock (3000) | Direct | |
| Employee Stock Option (Right to Buy) | $34.11 | 2014-04-28 | Common Stock (5250) | Direct | |
| Employee Stock Option (Right to Buy) | $39.74 | 2015-04-27 | Common Stock (2500) | Direct | |
| Employee Stock Option (Right to Buy) | $43.69 | 2016-04-26 | Common Stock (3000) | Direct | |
| Employee Stock Option (Right to Buy) | $49.32 | 2017-04-25 | Common Stock (2400) | Direct | |
| Employee Stock Option (Right to Buy) | $50.11 | 2018-04-23 | Common Stock (2400) | Direct |
Footnotes
F1: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4: Restricted Stock Units awarded under the Stock and Cash Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: A stock appreciation right ("SAR") entitles its holder, upon exercise of the right, to receive from the issuer, in cash or common stock, an amount equal to the "spread" on the right (i.e. the amount by which the market price of the underlying stock exceeds the exercise price). SARs are exercisable beginning one year after the grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the SAR.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.