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BALL Corp — Director's Dealing 2010
Jun 16, 2010
30458_dirs_2010-06-16_aa2991fd-2633-4d8f-bf82-8d64e602a4a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-06-15
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN & C.E.O. BALL CORP.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-15 | Common Stock | J | 368.3191 | $53.44 | Acquired | 235232.3895 | Direct |
| 2010-06-16 | Common Stock | M | 15000 | $10.6125 | Acquired | 250232.3895 | Direct |
| 2010-06-16 | Common Stock | S | 15000 | $53.6377 | Disposed | 235232.3895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-15 | Deferred Compensation Company Stock Plan | $ | J | 373.6385 | Acquired | Common Stock (373.6385) | Direct | |
| 2010-06-16 | Employee Stock Option (Right to Buy) | $10.6125 | M | 15000 | Disposed | 2011-03-06 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3648.229 | Indirect |
| Common Stock | 146246 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 25, 2010.
F3: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 25, 2010.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Dividend reinvestment in Ball Corporation's 2005 Deferred Compensation Company Stock Plan.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.