AI assistant
BALL Corp — Director's Dealing 2010
Dec 1, 2010
30458_dirs_2010-12-01_4156fe99-3771-421b-b5f5-1024a541fc7a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2010-12-01
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN & C.E.O. BALL CORP.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-01 | Common Stock | M | 17500 | $10.6125 | Acquired | 253146.4781 | Direct |
| 2010-12-01 | Common Stock | S | 17500 | $66.8886 | Disposed | 235646.4781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-01 | Employee Stock Option (Right to Buy) | $10.6125 | M | 17500 | Disposed | 2011-03-06 | Common Stock (17500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3742.906 | Indirect |
| Common Stock | 136339 | Indirect |
Footnotes
F1: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 25, 2010.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 25, 2010.
F3: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.