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BALL Corp — Director's Dealing 2009
Jul 1, 2009
30458_dirs_2009-07-01_5cd8fc32-daf0-4bbf-b5b0-015a1eb44bd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2009-06-30
Reporting Person: SEABROOK RAYMOND J (EXEC. V.P., & C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-30 | Common Stock | J | 4200 | $45.16 | Disposed | 144514.5246 | Direct |
| 2009-06-30 | Common Stock | J | 3000 | $45.16 | Acquired | 147514.5246 | Direct |
| 2009-06-30 | Common Stock | F | 930 | $45.16 | Disposed | 146584.5246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-30 | Deferred Compensation Company Stock Plan | $ | J | 4642.8698 | Acquired | Common Stock (4642.8698) | Direct | |
| 2009-06-30 | Restricted Stock Units | $ | J | 3000 | Disposed | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6507.634 | Indirect |
| Common Stock | 4075 | Indirect |
| Common Stock | 4075 | Indirect |
Footnotes
F1: Lapsed Table I restricted stock deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units.
F2: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed Table I restricted stock deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units along with possible company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Lapse of restricted stock units.