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BALL Corp — Director's Dealing 2007
Nov 19, 2007
30458_dirs_2007-11-19_dd2c18a0-d8ec-4070-9cb9-a2e82c9ba51a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2007-11-16
Reporting Person: FRIEDERY JOHN R (COO, N. American Packaging)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-16 | Common Stock | J | 32902 | — | Disposed | 166187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-16 | Prepaid Variable Forward Contract | $ | J | 35000 | Disposed | 2007-11-16 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 193 | Indirect |
Footnotes
F1: On 11/17/04, John R. Friedery finalized a prepaid variable forward contract (Contract) with a broker dealer (Buyer) relating to the disposition by Mr. Friedery of up to 35,000 shares of Ball Corporation Common Stock (Ball Shares). On 11/16/07, the Settlement Date, the Contract obligated Mr. Friedery to deliver to the Buyer a number of Ball Shares equal to $1,504,650 (32,902 Ball shares @ $45.73 each). This transaction was disclosed on a Form 4 filing with the SEC on 11/18/04 and was settled in accordance with its terms through delivery by Mr. Friedery of 32,902 Ball Shares to the Buyer.