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Baldwin Insurance Group, Inc. — Director's Dealing 2021
Dec 8, 2021
31678_dirs_2021-12-08_65170505-7baf-4253-b088-d7ff4359204e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BRP Group, Inc. (BRP)
CIK: 0001781755
Period of Report: 2021-09-30
Reporting Person: Daniel A. Galbraith 2020 Grantor Retained Annuity Trust, dated September 30, 2020 (Member of 10% owner group)
Reporting Person: Krystyn Elizabeth (Member of 10% owner group)
Reporting Person: Wiebeck Kristopher Aaron (Member of 10% owner group)
Reporting Person: Sherman Laura (Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Class B Common Stock | G | 37488 | — | Disposed | 71090 | Direct |
| 2021-09-30 | Class B Common Stock | G | 239776 | — | Acquired | 553378 | Indirect |
| 2021-09-30 | Class B Common Stock | G | 391341 | — | Acquired | 420313 | Indirect |
| 2021-09-30 | Class B Common Stock | G | 119871 | — | Acquired | 206748 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-30 | LLC Units in Baldwin Risk Partners, LLC | $0 | G | 37488 | Disposed | Class A Common Stock (37488) | Direct | |
| 2021-09-30 | LLC Units in Baldwin Risk Partners, LLC | $0 | G | 239776 | Acquired | Class A Common Stock (239776) | Indirect | |
| 2021-09-30 | LLC Units in Baldwin Risk Partners, LLC | $0 | G | 391341 | Acquired | Class A Common Stock (391341) | Indirect | |
| 2021-09-30 | LLC Units in Baldwin Risk Partners, LLC | $0 | G | 119871 | Acquired | Class A Common Stock (119871) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 1787498 | Direct |
| Class B Common Stock | 1089019 | Direct |
| Class B Common Stock | 2334127 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| LLC Units in Baldwin Risk Partners, LLC | $0 | Class A Common Stock (1787498) | 1787498 | Direct | |
| LLC Units in Baldwin Risk Partners, LLC | $0 | Class A Common Stock (1089019) | 1089019 | Direct | |
| LLC Units in Baldwin Risk Partners, LLC | $0 | Class A Common Stock (2334127) | 2334127 | Direct |
Footnotes
F1: These securities were transferred from the reporting person to Daniel A. Galbraith, the trustee and beneficiary of the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust, dated September 30, 2020.
F2: These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Enrique M. Fueyo, as Trustee of the Elizabeth H. Krystyn 2019 Irrevocable Trust, dated September 30, 2019, of which Elizabeth Krystyn is a beneficiary.
F3: The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein.
F4: These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Melissa E. Wiebeck, as Trustee of the Kristopher A. Wiebeck 2019 Irrevocable Trust, dated August 28, 2019, of which Kristopher Aaron Wiebeck is a beneficiary.
F5: These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to BNY Mellon, National Association, as Trustee of the Laura R. Sherman Irrevocable Trust of 2019-1, of which Laura Sherman is a beneficiary.
F6: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.