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Baldwin Insurance Group, Inc. — Director's Dealing 2021
Dec 9, 2021
31678_dirs_2021-12-09_836ee4e7-02a8-49ca-bd34-4c4ed097cb0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BRP Group, Inc. (BRP)
CIK: 0001781755
Period of Report: 2021-12-07
Reporting Person: Valentine John A. (Chief Partnership Officer, Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Class B Common Stock | G | 240000 | — | Disposed | 892286 | Direct |
| 2021-12-07 | Class B Common Stock | G | 240000 | — | Acquired | 416883 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-07 | LLC Units in Baldwin Risk Partners, LLC | $0 | G | 240000 | Disposed | Class A Common Stock (240000) | Direct | |
| 2021-12-07 | LLC Units to Baldwin Risk Partners, LLC | $0 | G | 240000 | Acquired | Class A Common Stock (240000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 176883 | Indirect |
| Class B Common Stock | 892286 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| LLC Units in Baldwin Risk Partners, LLC | $0 | Class A Common Stock (176883) | 176883 | Indirect | |
| LLC Units to Baldwin Risk Partners, LLC | $0 | Class A Common Stock (240000) | 892286 | Direct |
Footnotes
F1: Reflects shares beneficially owned by Trusts prior to taking into account the acquisitions by Trust reported herein.
F2: The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein.
F3: Shares held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, and Sarah S. Valentine, as Trustee of the John A. Valentine 2019 Irrevocable Trust, dated September 27, 2019 ("Trusts").
F4: Each LLC Unit, together with one share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.