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Baldwin Insurance Group, Inc. — Director's Dealing 2019
Oct 29, 2019
31678_dirs_2019-10-28_3c091d22-6d92-4bf5-8dd2-d99eda5d22bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BRP Group, Inc. (BRP)
CIK: 0001781755
Period of Report: 2019-10-28
Reporting Person: Wiebeck Kristopher Aaron (Chief Financial Officer, Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-28 | Class B Common Stock | A | 1177904 | $0.0001 | Acquired | 1177904 | Direct |
| 2019-10-28 | Class B Common Stock | A | 495677 | $0.0001 | Acquired | 495677 | Indirect |
| 2019-10-28 | Class B Common Stock | A | 35751 | $0.0001 | Acquired | 35751 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-28 | LLC Units in Baldwin Risk Partners, LLC | $0 | A | 1177904 | Acquired | Class A Common Stock (1177904) | Direct | |
| 2019-10-28 | LLC Units in Baldwin Risk Partners, LLC | $0 | A | 495677 | Acquired | Class A Common Stock (495677) | Indirect | |
| 2019-10-28 | LLC Units in Baldwin Risk Partners, LLC | $0 | A | 35751 | Acquired | Class A Common Stock (35751) | Indirect |
Footnotes
F1: This excludes securities owned by the Villages Invesco, LLC (the "Villages") relating to a voting agreement between the Villages and members of the "group" (which includes the reporting person) referenced in the Form 3 for Baldwin Insurance Group Holdings, LLC, filed October 28, 2019, for which the reporting person disclaims beneficial ownership.
F2: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the reporting person in Baldwin Risk Partners, LLC.
F3: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.