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BALCHEM CORP — Director's Dealing 2012
Jun 20, 2012
31041_dirs_2012-06-20_3cb7eb27-0447-495f-b1ce-baafcc4a091c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BALCHEM CORP (BCPC)
CIK: 0000009326
Period of Report: 2012-06-14
Reporting Person: PUTNAM DANA E. (VP & General Manager)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4645 | Indirect |
| Common Stock | 12633 | Direct |
| Common Stock | 14860 | Direct |
| Common Stock | 2946 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.28 | 2018-12-09 | Common Stock (27000) | Direct | |
| Employee Stock Option (right to buy) | $21.39 | 2019-12-07 | Common Stock (22500) | Direct | |
| Employee Stock Option (right to buy) | $32.21 | 2020-12-05 | Common Stock (20500) | Direct | |
| Employee Stock Option (right to buy) | $29.06 | 2022-02-28 | Common Stock (9224) | Direct | |
| Employee Stock Option (right to buy) | $31.02 | 2022-02-28 | Common Stock (2500) | Direct |
Footnotes
F1: This stock is subject to repurchase options in favor of the Issuer and to restrictions on transfer until is vests in accordance with the provisions of Restricted Stock Purchase Agreements, dated December 10, 2008, December 8, 2009 and December 6, 2010.
F2: Ownership of the restricted stock does not vest in Reporting person until four years from the grant date and is further subject to restrictions on transfer in accordance with the provisions of a Restricted Stock Grant Agreement between the Issuer and the Reporting Person dated February 28, 2012.
F3: Options vest 20% year 1; 40% year 2; and 40% year 3