Bakkt Holdings, Inc. — Director's Dealing 2021

Dec 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bakkt Holdings, Inc. (BKKT)
CIK: 0001820302
Period of Report: 2021-12-22

Reporting Person: Collins Sean Roberts (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-22	Class A Common Stock	A	10000	$0.00	Acquired	10000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	582323	Indirect

Footnotes

F1: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in full on the date of the next annual meeting of the Issuer's stockholders if the Reporting Person has served continuously as a member of the Issuer's board of directors through such date.

F2: Represents shares held directly by Goldfinch Co-Invest IC, LP ("Goldfinch IC"). The general partner of Goldfinch IC is Goldfinch Co-Invest I GP LLC (the "General Partner"). The Reporting Person is a managing partner of the General Partner, and exercises voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the these shares except to the extent of his pecuniary interest therein.