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Baker Hughes Co — Director's Dealing 2022
Feb 1, 2022
30019_dirs_2022-02-01_ac596da9-4731-4aa5-9248-962c8d03907b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Baker Hughes Co (BKR)
CIK: 0001701605
Period of Report: 2022-01-28
Reporting Person: Ukpong Uwem (EVP, Regions and Alliances)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-28 | Class A Common Stock | M | 16181 | — | Acquired | 62902.8528 | Direct |
| 2022-01-28 | Class A Common Stock | F | 4128 | $27.16 | Disposed | 58921.5521 | Direct |
| 2022-01-31 | Class A Common Stock | M | 78492 | $22.98 | Acquired | 137413.5521 | Direct |
| 2022-01-31 | Class A Common Stock | S | 78492 | $27.22 | Disposed | 58921.5521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-28 | Restricted Stock Unit 01_21 | $ | M | 16181 | Disposed | Class A Common Stock (16181.0) | Direct | |
| 2022-01-31 | Stock Option (Right to Buy) | $22.98 | M | 78492 | Disposed | 2029-01-23 | Class A Common Stock (78492.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: Includes 146.6993 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.77, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
F4: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.
F5: The stock option vests in three equal annual installments beginning one year from the date of grant.