Baker Hughes Co — Director's Dealing 2020

Dec 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Baker Hughes Co (BKR)
CIK: 0001701605
Period of Report: 2020-12-15

Reporting Person: RICE JOHN G (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-15	Class A Common Stock	M	4893	—	Acquired	19893	Direct
2020-12-15	Class A Common Stock	M	7840	—	Acquired	27733	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-15	Restricted Stock Unit D 5_18	$	M	4893	Disposed	2019-05-11	Class A Common Stock (4893.0)	Direct
2020-12-15	Restricted Stock Unit	$	M	7840	Disposed	2020-05-10	Class A Common Stock (7840.0)	Direct
2020-12-15	Deferred Stock Unit 20	$	A	6171	Acquired		Class A Common Stock (6171.0)	Direct

Footnotes

F1: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020.

F2: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F4: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2020 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.