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Baker Hughes Co — Director's Dealing 2019
Mar 8, 2019
30019_dirs_2019-03-08_256ffa18-ff49-4aef-ae92-9fbbe7c722f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Baker Hughes a GE Co (BHGE)
CIK: 0001701605
Period of Report: 2018-07-10
Reporting Person: Heilmann Matthias L (Chief Digital Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-19 | Class A Common Stock | X | 100 | $34.00 | Acquired | 3843 | Direct |
| 2018-11-28 | Class A Common Stock | X | 200 | $34.00 | Acquired | 4043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-10 | Call Option (obligation to sell) | $33.00 | S | 30 | Disposed | 2018-08-17 | Class A Common Stock (3000) | Direct |
| 2018-07-10 | Call Option (obligation to sell) | $36.00 | S | 5 | Disposed | 2018-08-17 | Class A Common Stock (500) | Direct |
| 2018-07-20 | Call Option (right to buy) | $36.00 | P | 5 | Acquired | 2018-08-17 | Class A Common Stock (500) | Direct |
| 2018-07-20 | Call Option (obligation to sell) | $33.00 | S | 5 | Disposed | 2018-10-19 | Class A Common Stock (500) | Direct |
| 2018-07-27 | Call Option (right to buy) | $33.00 | P | 30 | Acquired | 2018-08-17 | Class A Common Stock (3000) | Direct |
| 2018-07-27 | Call Option (obligation to sell) | $33.00 | S | 30 | Disposed | 2018-09-21 | Class A Common Stock (3000) | Direct |
| 2018-08-07 | Call Option (right to buy) | $33.00 | P | 30 | Acquired | 2018-09-21 | Class A Common Stock (3000) | Direct |
| 2018-08-07 | Call Option (obligation to sell) | $33.00 | S | 30 | Disposed | 2018-10-19 | Class A Common Stock (3000) | Direct |
| 2018-08-07 | Put Option (obligation to buy) | $34.00 | S | 3 | Disposed | 2018-09-21 | Class A Common Stock (300) | Direct |
| 2018-08-22 | Put Option (right to sell) | $34.00 | P | 3 | Acquired | 2018-09-21 | Class A Common Stock (300) | Direct |
| 2018-08-22 | Put Option (obligation to buy) | $34.00 | S | 3 | Disposed | 2018-10-19 | Class A Common Stock (300) | Direct |
| 2018-10-16 | Call Option (right to buy) | $33.00 | P | 3 | Acquired | 2018-10-19 | Class A Common Stock (300) | Direct |
| 2018-10-16 | Call Option (right to buy) | $33.00 | P | 32 | Acquired | 2018-10-19 | Class A Common Stock (3200) | Direct |
| 2018-10-16 | Put Option (right to sell) | $34.00 | P | 3 | Acquired | 2018-10-19 | Class A Common Stock (300) | Direct |
| 2018-10-16 | Put Option (obligation to buy) | $34.00 | S | 3 | Disposed | 2018-11-16 | Class A Common Stock (300) | Direct |
| 2018-10-29 | Put Option (right to sell) | $34.00 | P | 3 | Acquired | 2018-11-16 | Class A Common Stock (300) | Direct |
| 2018-10-29 | Put Option (obligation to buy) | $34.00 | S | 1 | Disposed | 2019-01-18 | Class A Common Stock (100) | Direct |
| 2018-10-29 | Put Option (obligation to buy) | $34.00 | S | 2 | Disposed | 2019-01-18 | Class A Common Stock (200) | Direct |
| 2018-11-19 | Put Option (obligation to buy) | $34.00 | X | 1 | Disposed | 2019-01-18 | Class A Common Stock (100) | Direct |
| 2018-11-28 | Put Option (obligation to buy) | $34.00 | X | 2 | Disposed | 2019-01-18 | Class A Common Stock (200) | Direct |
| 2019-02-01 | Call Option (obligation to sell) | $25.00 | S | 10 | Disposed | 2019-03-15 | Class A Common Stock (1000) | Direct |
| 2019-02-12 | Call Option (right to buy) | $25.00 | P | 10 | Acquired | 2019-03-15 | Class A Common Stock (1000) | Direct |
Footnotes
F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.
F2: Exercisable by the holder at any time.
F3: Exercisable by the reporting person at any time.