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Baker Hughes Co — Director's Dealing 2019
Mar 8, 2019
30019_dirs_2019-03-08_f1449d63-3c00-4284-8e14-aff712fd8a31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Baker Hughes a GE Co (BHGE)
CIK: 0001701605
Period of Report: 2017-07-28
Reporting Person: Heilmann Matthias L (Chief Digital Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-28 | Call Option (obligation to sell) | $40.00 | S | 10 | Disposed | 2017-09-15 | Class A Common Stock (1000) | Direct |
| 2017-07-28 | Call Option (obligation to sell) | $40.00 | S | 10 | Disposed | 2017-09-15 | Class A Common Stock (1000) | Direct |
| 2017-08-14 | Call Option (right to buy) | $40.00 | P | 20 | Acquired | 2017-09-15 | Class A Common Stock (2000) | Direct |
| 2017-10-20 | Call Option (right to buy) | $32.50 | P | 10 | Acquired | 2018-01-19 | Class A Common Stock (1000) | Direct |
| 2017-10-20 | Call Option (obligation to sell) | $34.00 | S | 20 | Disposed | 2018-01-19 | Class A Common Stock (2000) | Direct |
| 2017-10-30 | Call Option (right to buy) | $32.00 | P | 10 | Acquired | 2017-12-15 | Class A Common Stock (1000) | Direct |
| 2017-10-30 | Call Option (right to buy) | $32.00 | P | 10 | Acquired | 2017-12-15 | Class A Common Stock (1000) | Direct |
| 2017-10-30 | Call Option (obligation to sell) | $33.00 | S | 20 | Disposed | 2017-12-15 | Class A Common Stock (2000) | Direct |
| 2017-10-30 | Call Option (obligation to sell) | $33.00 | S | 20 | Disposed | 2017-12-15 | Class A Common Stock (2000) | Direct |
| 2017-12-06 | Call Option (right to buy) | $33.00 | P | 40 | Acquired | 2017-12-15 | Class A Common Stock (4000) | Direct |
| 2018-01-11 | Call Option (right to buy) | $34.00 | P | 10 | Acquired | 2018-01-19 | Class A Common Stock (1000) | Direct |
| 2018-01-11 | Call Option (obligation to sell) | $34.00 | S | 10 | Disposed | 2018-02-16 | Class A Common Stock (1000) | Direct |
| 2018-01-19 | Call Option (obligation to sell) | $32.50 | S | 10 | Disposed | 2018-01-19 | Class A Common Stock (1000) | Direct |
| 2018-01-19 | Call Option (right to buy) | $34.00 | P | 10 | Acquired | 2018-01-19 | Class A Common Stock (1000) | Direct |
| 2018-01-31 | Call Option (right to buy) | $34.00 | P | 10 | Acquired | 2018-02-16 | Class A Common Stock (1000) | Direct |
| 2018-01-31 | Call Option (obligation to sell) | $33.00 | S | 10 | Disposed | 2018-03-16 | Class A Common Stock (1000) | Direct |
| 2018-02-09 | Call Option (right to buy) | $33.00 | P | 10 | Acquired | 2018-03-16 | Class A Common Stock (1000) | Direct |
| 2018-04-20 | Call Option (obligation to sell) | $36.00 | S | 15 | Disposed | 2018-05-18 | Class A Common Stock (1500) | Direct |
| 2018-04-20 | Call Option (obligation to sell) | $36.00 | S | 15 | Disposed | 2018-05-18 | Class A Common Stock (1500) | Direct |
| 2018-05-09 | Call Option (right to buy) | $36.00 | P | 30 | Acquired | 2018-05-18 | Class A Common Stock (3000) | Direct |
| 2018-05-09 | Call Option (obligation to sell) | $36.00 | S | 30 | Disposed | 2018-06-15 | Class A Common Stock (3000) | Direct |
| 2018-05-09 | Call Option (obligation to sell) | $37.00 | S | 5 | Disposed | 2018-06-15 | Class A Common Stock (500) | Direct |
| 2018-06-01 | Call Option (right to buy) | $37.00 | P | 5 | Acquired | 2018-06-15 | Class A Common Stock (500) | Direct |
| 2018-06-01 | Call Option (obligation to sell) | $36.00 | S | 5 | Disposed | 2018-07-20 | Class A Common Stock (500) | Direct |
| 2018-06-04 | Call Option (right to buy) | $36.00 | P | 30 | Acquired | 2018-06-15 | Class A Common Stock (3000) | Direct |
| 2018-06-04 | Call Option (obligation to sell) | $33.00 | S | 30 | Disposed | 2018-07-20 | Class A Common Stock (3000) | Direct |
| 2018-07-10 | Call Option (right to buy) | $36.00 | P | 5 | Acquired | 2018-07-20 | Class A Common Stock (500) | Direct |
| 2018-07-10 | Call Option (right to buy) | $33.00 | P | 30 | Acquired | 2018-07-20 | Class A Common Stock (3000) | Direct |
Footnotes
F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.
F2: Exercisable by the holder at any time.
F3: Exercisable by the reporting person at any time.