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Baker Hughes Co Director's Dealing 2019

Sep 17, 2019

30019_dirs_2019-09-17_593ae68b-0028-4a2b-8fba-bce9afb0f538.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Baker Hughes a GE Co (BHGE)
CIK: 0001701605
Period of Report: 2019-09-16

Reporting Person: MULVA JAMES J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-16 Class A Common Stock M 3771 Acquired 9151 Direct
2019-09-16 Class A Common Stock M 4893 Acquired 14044 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-16 Deferred Stock Unit $ M 3771 Disposed Class A Common Stock (3771.0) Direct
2019-09-16 Restricted Stock Unit D 5_18 $ M 4893 Disposed Class A Common Stock (4893.0) Direct
2019-09-16 Restricted Stock Unit D 5 19 $ D 7840 Disposed Class A Common Stock (7840.0) Direct

Footnotes

F1: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director.

F2: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director.

F3: Each deferred stock unit represents a right to receive one share of Class A common Stock of the Issuer.

F4: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F5: The reporting person forfeited the restricted stock unit due to termination prior to the end of the term to which he was elected on May 10, 2019.