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Baker Hughes Co — Director's Dealing 2019
Sep 17, 2019
30019_dirs_2019-09-17_593ae68b-0028-4a2b-8fba-bce9afb0f538.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Baker Hughes a GE Co (BHGE)
CIK: 0001701605
Period of Report: 2019-09-16
Reporting Person: MULVA JAMES J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-16 | Class A Common Stock | M | 3771 | — | Acquired | 9151 | Direct |
| 2019-09-16 | Class A Common Stock | M | 4893 | — | Acquired | 14044 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-16 | Deferred Stock Unit | $ | M | 3771 | Disposed | Class A Common Stock (3771.0) | Direct | |
| 2019-09-16 | Restricted Stock Unit D 5_18 | $ | M | 4893 | Disposed | Class A Common Stock (4893.0) | Direct | |
| 2019-09-16 | Restricted Stock Unit D 5 19 | $ | D | 7840 | Disposed | Class A Common Stock (7840.0) | Direct |
Footnotes
F1: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director.
F2: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director.
F3: Each deferred stock unit represents a right to receive one share of Class A common Stock of the Issuer.
F4: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F5: The reporting person forfeited the restricted stock unit due to termination prior to the end of the term to which he was elected on May 10, 2019.