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Baker Hughes Co — Director's Dealing 2018
Jan 2, 2018
30019_dirs_2018-01-02_c7478ee0-06b2-4b3c-bc51-3033217aa639.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Baker Hughes a GE Co (BHGE)
CIK: 0001701605
Period of Report: 2017-12-28
Reporting Person: GENERAL ELECTRIC CO (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-28 | Class B Common Stock | D | 1769794 | — | Disposed | 128119294 | Direct |
| 2017-12-28 | Class B Common Stock | D | 8001143 | — | Disposed | 579220491 | Indirect |
| 2017-12-29 | Class B Common Stock | D | 64397 | — | Disposed | 128054898 | Direct |
| 2017-12-29 | Class B Common Stock | D | 291134 | — | Disposed | 578929357 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-28 | Common Unit | $ | D | 1769794 | Disposed | Class A common stock (1769794) | Direct | |
| 2017-12-28 | Common Unit | $ | D | 8001143 | Disposed | Class A common stock (8001143) | Indirect | |
| 2017-12-29 | Common Unit | $ | D | 64397 | Disposed | Class A common stock (64397) | Direct | |
| 2017-12-29 | Common Unit | $ | D | 291134 | Disposed | Class A common stock (291134) | Indirect |
Footnotes
F1: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.
F2: The Reporting Person holds these securities through wholly-owned subsidiaries.
F3: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).