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Baker Hughes Co — Director's Dealing 2017
Jul 3, 2017
30019_dirs_2017-07-03_5a443073-8809-4eb8-a5ff-989f1aed9244.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Baker Hughes a GE Co (BHGE)
CIK: 0001701605
Period of Report: 2017-07-03
Reporting Person: GENERAL ELECTRIC CO (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 129889088.15 | Direct |
| Class B Common Stock | 587221633.85 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Unit | $ | Class A common stock (129889088.15) | Direct | ||
| Common Unit | $ | Class A common stock (587221633.85) | Indirect |
Footnotes
F1: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC"), is convertible into a share of Class A common stock of the Issuer pursuant to the Exchange Agreement, dated as of July 3, 2017, among the Reporting Person, the Issuer and BHGE LLC. As of the date of this report, the Reporting Person beneficially owns more than 10% of the Class A common stock of the Issuer on an as converted basis.
F2: The Reporting Person holds these securities through wholly-owned subsidiaries.