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BADGER METER INC — Director's Dealing 2015
Dec 3, 2015
30998_dirs_2015-12-03_c2f38206-96a6-4503-8b39-9bf088ae280d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BADGER METER INC (BMI)
CIK: 0000009092
Period of Report: 2015-12-01
Reporting Person: BERGUM WILLIAM R A (VP-Gen. Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-01 | Common Stock | M | 1000 | $38.69 | Acquired | 4800 | Direct |
| 2015-12-01 | Common Stock | M | 1000 | $38.41 | Acquired | 5800 | Direct |
| 2015-12-01 | Common Stock | S | 1100 | $60.5082 | Disposed | 4700 | Direct |
| 2015-12-02 | Common Stock | S | 900 | $60.0058 | Disposed | 3800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | Stock Options | $38.69 | M | 1000 | Disposed | 2019-05-01 | BMI Common Stock (1000) | Direct |
| 2015-12-01 | Stock Options | $38.41 | M | 1000 | Disposed | 2020-05-07 | BMI Common Stock (1000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2068 | Indirect |
| Common Stock | 5756.7547 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $52.81 | 2018-05-02 | BMI Common Stock (1500) | 1500 | Direct |
| Stock Options | $36.59 | 2021-05-06 | BMI Common Stock (1200) | 1200 | Direct |
| Stock Options | $36.15 | 2022-05-04 | BMI Common Stock (1600) | 1600 | Direct |
| Stock Options | $51.29 | 2023-03-01 | BMI Common Stock (1181) | 1181 | Direct |
| Stock Options | $54.36 | 2024-03-07 | BMI Common Stock (1208) | 1208 | Direct |
| Stock Options | $56.66 | 2025-03-06 | BMI Common Stock (1208) | 1208 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.50 to $60.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $60 to $60.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: Stock Options are granted on a one-for-one basis.