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B. Riley Financial, Inc. — Director's Dealing 2013
Aug 30, 2013
33748_dirs_2013-08-30_a38857ca-98e9-4810-87c0-bf1c75f23ad0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Great American Group, Inc. (GAMR)
CIK: 0001464790
Period of Report: 2013-08-29
Reporting Person: MILLER LLOYD I III (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-29 | Common Stock | P | 200000 | $0.2405 | Acquired | 1581476 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1628600 | Indirect |
| Common Stock | 49925 | Indirect |
| Common Stock | 135000 | Indirect |
| Common Stock | 52980 | Indirect |
| Common Stock | 397000 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.24 to $0.241 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.