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AZZ INC — Director's Dealing 2016
Nov 8, 2016
31310_dirs_2016-11-08_3da110bd-c6dc-487b-a6f6-1631c66f31bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AZZ INC (AZZ)
CIK: 0000008947
Period of Report: 2016-11-04
Reporting Person: FERGUSON THOMAS E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-04 | COMMON STOCK | M | 5000 | — | Acquired | 34276 | Direct |
| 2016-11-04 | COMMON STOCK | F | 1367 | $52.65 | Disposed | 32909 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-04 | Restricted Stock Units | $ | M | 5000 | Disposed | COMMON STOCK $1.00 PAR VALUE (5000.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock.
F2: The reporting person disposed of 1,367 shares of common stock solely to satisfy tax withholding obligations.
F3: On November 4, 2013, the reporting person was granted 15,000 RSUs under the Issuer's Amended and Restated 2005 Long-Term Incentive Plan, vesting in three equal annual installments beginning on the first anniversary of the grant date.
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