Azenta, Inc. — Director's Dealing 2021

Nov 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Brooks Automation, Inc. (BRKS)
CIK: 0000933974
Period of Report: 2021-11-15

Reporting Person: Robertson Lindon G (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-15	Common Stock	A	33745	$0.00	Acquired	111011	Direct
2021-11-15	Common Stock	A	2840	$0.00	Acquired	113851	Direct
2021-01-31	Common Stock	A	285	$0.00	Acquired	114136	Direct
2021-07-31	Common Stock	A	129	$0.00	Acquired	114265	Direct

Footnotes

F1: Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.

F2: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.

F3: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act