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Azenta, Inc. Director's Dealing 2019

Dec 18, 2019

32032_dirs_2019-12-18_d5dfe208-95d6-4ef9-a4c3-88c476e936b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Brooks Automation, Inc. (BRKS)
CIK: 0000933974
Period of Report: 2019-12-16

Reporting Person: SCHWARTZ STEPHEN S (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-16 Common Stock D 22307 $41.43 Disposed 579244 Direct

Footnotes

F1: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $40.12 to $42.72. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

F3: The amount of securities beneficially owned has been updated to reflect a correction of a typographical error made on Form 4 filed on November 22, 2019. The reporting person was issued 214,672 shares upon the vesting of performance-based units granted on November 9, 2016, not 215,672 shares as previously reported.