Azenta, Inc. — Director's Dealing 2018

Nov 7, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2018-11-05

Reporting Person: Robertson Lindon G (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-05	Common Stock	S	1796	$31.76	Disposed	134846	Direct
2018-11-06	Common Stock	A	37747	$0.00	Acquired	172593	Direct

Footnotes

F1: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 5,834 restricted stock units held by the reporting person.

F2: An initial grant of 70,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 52,500 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 90,247 of the performance-based units. This transaction represents a grant of an additional 37,747 RSUs. No amount was paid upon grant of RSUs.