Azenta, Inc. — Director's Dealing 2018

Nov 7, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2018-11-05

Reporting Person: Gray David C (Chief Strategy & New Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-05	Common Stock	S	1154	$31.76	Disposed	90652	Direct
2018-11-06	Common Stock	A	24265	$0.00	Acquired	114917	Direct
2018-11-06	Common Stock	S	779	$31.79	Disposed	95635	Direct

Footnotes

F1: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,750 restricted stock units held by the reporting person.

F2: An initial grant of 45,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 33,750 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 58,015 of the performance-based units. This transaction represents a grant of an additional 24,265 RSUs. No amount was paid upon grant of RSUs.

F3: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

F4: Amount of securities beneficially owned reflects a transaction that occurred since the last filing involving 18,503 shares that would not otherwise be reportable on Form 4.