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Azenta, Inc. — Director's Dealing 2016
Nov 15, 2016
32032_dirs_2016-11-14_d32b3bf7-4a5f-410e-bb02-91894250bf08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2016-11-09
Reporting Person: Pietrantoni David (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | A | 4750 | $0.00 | Acquired | 90127 | Direct |
Footnotes
F1: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017.
F2: The amount of securities beneficially owned reflects the forfeiture of 11,250 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs.