Azenta, Inc. — Director's Dealing 2016

Nov 15, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2016-11-09

Reporting Person: SCHWARTZ STEPHEN S (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-09	Common Stock	A	37000	$0.00	Acquired	757688	Direct

Footnotes

F1: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017.

F2: The amount of securities beneficially owned reflects the forfeiture of 72,000 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs.