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Azenta, Inc. Director's Dealing 2015

Nov 6, 2015

32032_dirs_2015-11-06_50d09580-0c00-4118-819b-f335db47918d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2015-11-04

Reporting Person: Tenney Maurice H. (President-Brooks Life Sciences)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-04 Common Stock F 16300 $11.36 Disposed 158700 Direct
2015-11-04 Common Stock A 80000 $0.00 Acquired 238700 Direct
2015-11-05 Common Stock F 2038 $11.49 Disposed 236662 Direct

Footnotes

F1: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2015 of 50,000 restricted stock units held by the reporting person.

F2: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. One quarter of the units are subject to time-based vesting (the "Time-Based Units") and three quarters of the units are subject to performance-based vesting (the "Performance-Based Units"). The Time-Based Units vest 33-1/3% per year, beginning on November 4, 2016. All Performance-Based Units are based upon the achievement of performance metrics measured over a three year period ending on September 30, 2018 and will vest at the end of such period.

F3: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 5, 2015 of 6,250 restricted stock units held by the reporting person.