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Azenta, Inc. — Director's Dealing 2015
Nov 6, 2015
32032_dirs_2015-11-06_a65fe8da-6427-4870-a102-4d2d98e94290.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2015-11-04
Reporting Person: Morelli Mark D (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-04 | Common Stock | A | 90000 | $0.00 | Acquired | 415883 | Direct |
| 2015-11-05 | Common Stock | F | 2717 | $0.00 | Disposed | 413166 | Direct |
Footnotes
F1: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. One quarter of the units are subject to time-based vesting (the "Time-Based Units") and three quarters of the units are subject to performance-based vesting (the "Performance-Based Units"). The Time-Based Units vest 33-1/3% per year, beginning on November 4, 2016. All Performance-Based Units are based upon the achievement of performance metrics measured over a three year period ending on September 30, 2018 and will vest at the end of such period.
F2: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 5, 2015 of 8,333 restricted stock units held by the reporting person.