Azenta, Inc. — Director's Dealing 2015

Nov 10, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2015-11-06

Reporting Person: SCHWARTZ STEPHEN S (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-11-06	Common Stock	F	63158	$11.34	Disposed	727048	Direct
2015-11-06	Common Stock	A	65640	$0.00	Acquired	792688	Direct

Footnotes

F1: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2015 of 156,902 restricted stock units held by the reporting person.

F2: An initial grant of 160,000 restricted stock units (RSUs) was received on November 6, 2013 and reported on Form 4 dated November 8, 2013. The grant contained 120,000 RSUs subject to performance-based vesting requirements. The RSUs were measured against the performance metrics resulting in the achievement of 154.7%, or 185,640 of the RSUs, subject to additional time-based vesting requirements. This transaction represents a grant of additional 54.7%, or 65,640 RSUs, 50% of which vested in November 6, 2015 and is included in the amount shown as vested in footnote 1 above, and the remaining 50% shall vest in November 6, 2016. No amount was paid upon grant of RSUs.