Azenta, Inc. — Director's Dealing 2015

Nov 10, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2015-11-06

Reporting Person: Gray David C (Chief Strategy & New Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-11-06	Common Stock	F	11737	$11.34	Disposed	143689	Direct
2015-11-06	Common Stock	A	13675	$0.00	Acquired	157364	Direct

Footnotes

F1: The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2015 of 36,002 restricted stock units held by the reporting person.

F2: An initial grant of 75,000 restricted stock units (RSUs) was received on July 29, 2014 and reported on Form 4 dated July 31, 2014. The grant contained 25,000 RSUs subject to performance-based vesting requirements. The RSUs were measured against the performance metrics resulting in the achievement of 154.7%, or 38,675 of the RSUs, subject to additional time-based vesting requirements. This transaction represents a grant of additional 54.7%, or 13,675 RSUs, 50% of which vested in November 6, 2015 and is included in the amount shown as vested in footnote 1 above, and the remaining 50% shall vest in November 6, 2016. No amount was paid upon grant of RSUs.