Azenta, Inc. — Director's Dealing 2013

Nov 8, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2013-11-06

Reporting Person: Haris Clinton M. (SVP, Brooks Life Sciences)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-06	Common Stock	D	7370	$0.00	Disposed	164113	Direct
2013-11-06	Common Stock	F	1364	$9.45	Disposed	162749	Direct
2013-11-06	Common Stock	D	8400	$0.00	Disposed	154349	Direct
2013-11-06	Common Stock	F	1096	$9.45	Disposed	153253	Direct

Footnotes

F1: An initial grant of 22,000 restricted stock units (RSUs) reported on a Form 4 dated February 7, 2011 contained 11,000 RSUs subject to performance-based vesting requirements. The performance-based RSUs vested on November 6, 2013 at 33%, or 3,630 of the RSUs, based on the achievement of the performance criteria. This transaction represents the forfeiture of the remaining 67%, or 7,370 of the RSUs, that did not vest.

F2: Forefeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2013 of 3,630 shares of restricted stock held by the reporting person.

F3: An initial grant of 35,000 restricted stock units (RSUs) reported on a Form 4 dated December 21, 2012 contained 26,250 RSUs subject to performance-based vesting requirements. These RSUs were measured against the performance metrics on November 6, 2013 resulting in the achievement of 68%, or 17,850 of the RSUs, which will be subject to additional time-based vesting requirements. This transaction represents the forfeiture of the remaining 32%, or 8,400 of the RSUs.

F4: Forefeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2013 of 2,917 shares of restricted stock held by the reporting person.