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Azenta, Inc. — Director's Dealing 2012
Nov 8, 2012
32032_dirs_2012-11-08_2b4dbc9d-8386-482f-bc9a-d60917cb439c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2012-11-06
Reporting Person: Steven A. Michaud (SVP, Brooks Product Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-06 | Common Stock | D | 1985 | $0.00 | Disposed | 226450 | Direct |
| 2012-11-06 | Common Stock | F | 3650 | $7.80 | Disposed | 222800 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2042 | Indirect |
Footnotes
F1: An initial grant of 13,500 shares reported on a Form 4 dated February 8, 2010, 2010 contained performance-based vesting. That grant vested on November 6, 2012 at 85.3%, or 11,516 shares, based on the achievement of the performance criteria. This transaction represents the forfeiture of the remaining 14.7%, or 1,984 shares, that did not vest
F2: These shares are held by the person's 401(k) plan.
F3: Forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2012 of 11,516 shares of restricted stock held by the reporting person.