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Azenta, Inc. — Director's Dealing 2012
Nov 8, 2012
32032_dirs_2012-11-08_c14f4ee4-73e6-43c8-ad84-463860e18ea1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROOKS AUTOMATION INC (BRKS)
CIK: 0000933974
Period of Report: 2012-11-06
Reporting Person: SCHWARTZ STEPHEN S (Director, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-06 | Common Stock | D | 7350 | $0.00 | Disposed | 658286 | Direct |
| 2012-11-06 | Common Stock | F | 14955 | $7.80 | Disposed | 643331 | Direct |
Footnotes
F1: An initial grant of 50,000 shares reported on a Form 4 dated May 7, 2010 contained performance-based vesting. That grant vested on November 6, 2012 at 85.3%, or 42,650 shares, based on the achievement of the performance criteria. This transaction represents the forfeiture of the remaining 14.7%, or 7,350 shares, that did not vest.
F2: Forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2012 of 42,650 shares of restricted stock held by the reporting person.