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AYTU BIOPHARMA, INC — Director's Dealing 2016
Sep 2, 2016
35030_dirs_2016-09-02_31246c0d-760f-4472-8b3e-5220160bfaf4.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AYTU BIOSCIENCE, INC (AYTU)
CIK: 0001385818
Period of Report: 2016-05-06
Reporting Person: Disbrow Joshua R. (Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-06 | Warrant to Purchase Common Stock | $0.50 | P | 250000 | Acquired | 2021-05-06 | Common Stock (250000) | Direct |
Footnotes
F1: These warrants were purchased, together with shares of common stock, on May 6, 2016, and were omitted from the Reporting Person's original Form 4 filed on May 16, 2016 to report the purchase, and were also omitted from the two Forms 4 filed by the Reporting Person after the original Form 4 was filed. This amended Form 4 does not give effect to a 1-for-12 reverse stock split effected on June 30, 2016.
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