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AXT INC Earnings Release 2003

Apr 23, 2003

33597_rns_2003-04-23_50f84ce8-18b4-4f1f-86b6-a5a405edbbce.zip

Earnings Release

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8-K 1 f89412e8vk.htm FORM 8-K AXT, Inc. Form 8-K PAGEBREAK

Table of Contents

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

April 23, 2003

(Date of Report; Date of Earliest Event Reported)

AXT, Inc.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

000-24085 (Commission File Number) 94-3031310 (IRS Employer Identification No.)

4281 Technology Drive, Fremont, California 94538
(address of principal executive offices) (Zip Code)

(510) 683-5900

(Registrant’s telephone number, including area code)

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TOC

TABLE OF CONTENTS

Item 7. FINANCIAL STATEMENTS AND EXHIBITS
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1

/TOC

Table of Contents

link2 "Item 9. REGULATION FD DISCLOSURE"

Item 9.
In accordance with Release 33-8216, the information contained
herein and in the accompanying exhibit is being furnished under
both Item 9 and Item 12. This information shall not be deemed
“filed” for purposes of Section 18 of the Securities and Exchange
Act of 1934, as amended (the “Exchange Act”), or incorporated by
reference in any filing under the Securities Act of 1933, as
amended (the “Securities Act”), or the Exchange Act, except as
shall be expressly set forth by specific reference in such a
filing.
Attached hereto as exhibit 99.1 and incorporated by reference
herein is financial information for AXT, Inc. for the quarter
ended March 31, 2003 and forward-looking statements relating to
2003 and the second quarter of 2003 as presented in a press
release of April 23, 2003.

link2 "Item 7. FINANCIAL STATEMENTS AND EXHIBITS"

Item 7. FINANCIAL STATEMENTS AND EXHIBITS
( c ) Exhibits
99.1 Financial information for AXT, Inc. for the quarter and year ended
March 31, 2003 and forward-looking statements relating to 2003 and
the second quarter of 2003 as presented in a press release of
April 23, 2003.

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Table of Contents

link1 "SIGNATURES"

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 23, 2003 AXT, INC. — By: /s/ Morris S. Young Morris S. Young President and Chief Executive Officer

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Table of Contents

link1 "EXHIBIT INDEX"

EXHIBIT INDEX

Exhibit Description
99.1 Press Release, dated April 23, 2003.