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AXT INC Earnings Release 2003

Oct 22, 2003

33597_rns_2003-10-22_c1739f87-144b-4a4f-8c1f-1ff58a445590.zip

Earnings Release

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8-K 1 f93797e8vk.htm FORM 8-K DATED 10/22/2003 AXT, Inc. Form 8-K Dated 10/22/2003 PAGEBREAK

Table of Contents

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

October 22, 2003

(Date of Report; Date of Earliest Event Reported)

AXT, Inc.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

000-24085 (Commission File Number) 94-3031310 (IRS Employer Identification No.)
4281 Technology Drive, Fremont, California 94538
(address of principal executive offices) (Zip Code)

(510) 683-5900

(Registrant’s telephone number, including area code)

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TOC

TABLE OF CONTENTS

Item 7. FINANCIAL STATEMENTS AND EXHIBITS
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1

/TOC

Table of Contents

link2 "Item 12. RESULTS OF OPERATIONS AND FINANCIAL CONDITIONS."

Item 12. RESULTS OF OPERATIONS AND FINANCIAL CONDITIONS

| On October 22, 2003, AXT, Inc. issued a press release announcing the Company’s results for the fiscal quarter and the nine months ended September 30, 2003. A copy of the press release is attached

as Exhibit 99.1.
Attached hereto as exhibit 99.1 and incorporated by reference
herein is financial information for AXT, Inc. for the quarter
ended September 30, 2003 and forward-looking statements relating
to the quarter ending December 31, 2003 as presented in a press
release of October 22, 2003.

link2 "Item 7. FINANCIAL STATEMENTS AND EXHIBITS"

Item 7. FINANCIAL STATEMENTS AND EXHIBITS

(c) Exhibits
99.1 Financial information for AXT, Inc. for the quarter and nine
months ended September 30, 2003 and forward-looking statements
relating to the quarter ending December 31, 2003 as presented in
a press release of October 22, 2003.

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Table of Contents

link1 "SIGNATURES"

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AXT, INC.
Date: October 22, 2003 By: /s/ Morris S. Young Morris S. Young President and Chief Executive Officer

2 PAGEBREAK

Table of Contents

link1 "EXHIBIT INDEX"

EXHIBIT INDEX

Exhibit Description
99.1 Press Release, dated October 22, 2003.

3