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AXT INC Director's Dealing 2026

Mar 4, 2026

33597_dirs_2026-03-03_91707308-bc6c-497f-866f-c478803a705d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2026-03-02

Reporting Person: CHEN JESSE (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-03-02 Common Stock S 11320 $45.5933 Disposed 198018 Direct
2026-03-03 Common Stock S 11007 $40.4919 Disposed 187011 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.39 to $45.83,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.09 to $41.0951, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.