AXT INC — Director's Dealing 2021

May 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2021-05-20

Reporting Person: LEBLANC LEONARD J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-20	Common Stock	A	6726	—	Acquired	184654	Direct
2021-05-21	Common Stock	S	10000	$9.86	Disposed	174654	Direct

Footnotes

F1: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.