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AXT INC — Director's Dealing 2020
Feb 26, 2020
33597_dirs_2020-02-26_431c7033-61fa-403e-a503-831afcd34860.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2020-02-25
Reporting Person: FISCHER GARY L (VP, CFO & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-25 | Common Stock | M | 100000 | $2.29 | Acquired | 233875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-25 | Stock Options | $2.29 | M | 100000 | Acquired | 2024-06-02 | Common Stock (100000) | Direct |
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